Compliance & Disclosure

Governance Hub.

All regulatory documents, investor charters, policies, and disclosures in one place. Click any document to download the PDF.

Investor Charters

Investor Charter – Research Analyst

Investor Charter – Stock Broker

Investor Charter – DP

Investor Charter – Merchant Banking

Monthly Grievance Redressal Status

Grievance Redressal Status – Merchant Banker

Grievance Redressal Status – Research Analyst

Grievance Redressal Status – DP

Grievance Redressal Status – Stock Broker

Policies and SOPs

Grievance Redressal Policy

SOP for Incapacitated Investors

Annual Returns

Annual Return – FY 2021–22

Annual Return – FY 2022–23

Annual Return – FY 2023–24

Annual Return – FY 2024–25

BSE RA Related Disclosures

Compliance Certificate – FY 2024–25

Useful Links

Rights & Obligations, Risk Disclosure Document, Do's & Don'ts (Vernacular)

SCORES Portal – File a SEBI Complaint

SMART ODR – Online Dispute Resolution

DP Policies

Rights and Obligations of Depository Participant

Investor Advisory

Advisory for Investors

Registration granted by SEBI, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investment in securities markets are subject to market risks. Read all related documents carefully before investing. For grievances not redressed internally, contact SEBI via SCORES or resolve disputes via SMART ODR.

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Governance

Bonds

Statutory Information

Aspero Markets Private Limited (Formerly known as Credavenue Securities Private Limited) · CIN: U65990TN2021PTC144175 · Compliance Officer: Mr. Vigneshwar Mohandhas · Email: compliance@aspero.in · Registered Office: 12th Floor, Prestige Polygon, No. 471, Anna Salai, Nandanam, Chennai – 600 035, Tamil Nadu, India.

S.No	Registration Details	Investor Grievance Contact
1	Stock Broker: INZ000310534 \| BSE Clg No. 6810 \| NSE: 90374	grievance.redressal@aspero.in
2	Depository Participant: NSDL DP Registration No. IN-DP-752-2023	grievance.redressal_dp@aspero.in
3	Merchant Banker: INM000012883	grievance.redressal_mb@aspero.in
4	Research Analyst: INH000010256 and BSE RA Enlistment No: 5620 †	grievance.redressal_ra@aspero.in

† Registration granted by SEBI, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

In case the grievance is not redressed, the investor can take up the matter with SEBI through SCORES by visiting scores.sebi.gov.in. To lodge a complaint on SMART ODR Portal, visit smartodr.in/login. Filing on SCORES — Register on the portal · provide Name, PAN, Address, Mobile Number and Email ID · submit for effective communication and speedy redressal.

Attention Investors

KYC is a one-time exercise — once completed through a SEBI-registered intermediary, you need not repeat it when approaching another intermediary.
No need to issue cheques while subscribing to IPOs. Write your bank account number and sign to authorise payment. No refund worries — money remains in your account.
Prevent unauthorised transactions in your demat account: update your mobile number with your Depository Participant / Stock Broker. Receive alerts from NSDL on the same day for all debit and important transactions.

Disclaimers

a) Stock Broker: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

b) OBPP: Investments in debt securities / municipal debt securities / securitised debt instruments are subject to risks including delay and / or default in payment. Read all the offer related documents carefully.